Join us for Compliance Connect: Series 5 – PIT (Prohibition of Insider Trading) Regulations and Conflict of Interest.

The session will be structured in two parts:

1. Prohibition of Insider Trading Regulations

• Definition and characteristics of insider trading
• Requirements for intermediaries under SEBI (Prohibition of Insider Trading) Regulations, 2015
• Personal trading requirements under SEBI (Investment Advisors) Regulations
• Guidance on setting up policies, procedures, and implementation

2. Conflict of Interest

• Understanding the concept of conflict of interest
• Approaches to managing conflicts
• Framing policies and procedures for conflict management

All registered attendees will receive a certificate of participation.

Don’t miss this essential compliance update! Register Now!!!