Navigating RIA Compliances: Workshop & Audit Readiness


Are you looking to stay updated on the latest compliances and regulatory requirements in the industry? We’ve got the perfect opportunity for you! Join us for an interactive workshop designed exclusively for Registered Investment Advisors (RIA) like you.

Workshop Highlights:

– Gain in-depth insights into the latest compliances in-store for RIAs.
– Understand the essential components of annual compliance audits.
– Receive comprehensive compliance guidance reference materials.
– Re-validate your compliance knowledge and ensure you’re on the right side of regulatory provisions.

Enhance your reputation and reliability among clients and stakeholders.


Mark your calendar:

Date: Friday, 11th August
Time: 11.30 am to 5.30 pm
Venue: Catholic Club, Museum Road Shanthala Nagar, Ashok Nagar, Bengaluru, India


Register TODAY.