Q.14 : I have a query, with which I need help.

Whether as an individual RIA, one has to register for SEBI SCORES portal, or is a SCORES registration auto generated for new intermediaries getting in registered since may be last 2 yrs, as I had probably read in a SEBI circulars earlier about it. 

If I have to register then how to?

And if already auto registered, then how to get ones login details?

Response:

It is necessary for all registered intermediaries and listed companies to obtain SCORES authentication.

Click here: Refer FAQ

According to SEBI Circular No. CIR/OIAE/1/2014 dated December 18, 2014 about SCORES registration – the intermediary has to submit simple Form-B duly signed, after which the RIA may obtain SCORES User ID and Password.

Click here: Refer Circular (with Form-B)

— Scanned copy to be sent by email to scores@sebi.gov.in

— Hard copy to SEBI i.e.

The General Manager, Investment Management Department

Securities and Exchange Board of India (SEBI)

SEBI Bhavan, Plot No. C4-A , G Block, Near Bank of India, Bandra Kurla Complex, Bandra East,

Mumbai, Maharashtra – 400051

— Replied by: ARIA forum expert, CA. Sanjay Kadel (sk@sanjaykadel.com)

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