Q. 4: I am an individual RIA. I wish to convert to a corporate RIA. I have been told that I can constitute a partnership with my wife and apply for a Firms RIA registration. SEBI takes Individuals & Partnership as one, hence I can save registration + BASL membership cost. Although net worth requirements will be like corporate RIA. I can also have an RIA practice & ARN as one partner may do RIA business & second can take MFD license.

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