RIA Clinic: The Roadmap to Becoming a Registered Investment Adviser (RIA): A Step-by-Step Guide
Join us for an exceptional complimentary workshop on RIA Clinic: The Roadmap to Becoming a Registered Investment Adviser (RIA): A Step-by-Step Guide. This highly anticipated event is tailor-made for finance professionals, specifically Mutual Fund Distributors (MFDs), who aspire to transition into the esteemed status of a Registered Investment Adviser (RIA).
At this workshop, you will gain invaluable insights into the conversion process, eligibility criteria, registration steps, client transition, and compliance policies. Explore the intricacies of RIA models, discover the multitude of benefits associated with converting, and acquire practical skills essential for expanding your business.
Mark your calendar:
Date: Friday, 16th June
Time: 4 pm to 6 pm