Q.3 : We, a SEBI Registered partnership LLP firm, titles – Advantage Financial Planners LLP, FORMED IN 2013 and rest in 2014, have been following all compliance related since the beginning. HOWever, recent new rules, like issued in July 2020, need a carefully listed checklists. Hence it becomes necessary to have the right list and timing for submissions.

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Q.2 : There seems to be no clarity on the BASL membership. The BASL website is bare and lacks proper instruction and guidance. Many media and third-party sources have conflicting information on the same.It would be great if someone could give some straight answers on BASL membership, how to go about it, the forms, contact person, documents required, etc,.

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Q.1 : Suppose a person has got registered as an Individual RIA and not commenced any business at all either because he has not fully made up his mind or kept it as an enabler should it be required in future, what are the obligations if any on him in terms of compliance, reporting, returns, etc. as there is no activity that has happened or expected to take place.

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